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CHAPTER 01

Understanding Climate Refugees

1.1 Defining Climate Refugees

πŸ“– Definition: Climate Refugee

A climate refugee is an individual or community forced to leave their home because sudden disasters or long-term environmental changes linked to climate change threaten their survival or secure livelihood. The terms environmental migrant, climate migrant and climate-displaced person are also used; all fall within the broader category of environmental migration.

Climate refugees represent one of the most pressing humanitarian challenges of the 21st century. As temperatures rise and extreme weather events become more frequent, very large numbers of people worldwide are being forced to leave their homes, communities and livelihoods. Unlike traditional refugees who flee persecution or conflict, they are displaced by environmental changes that make their homes uninhabitable or economically unsustainable.

The definition encompasses several types of displacement:

⚠️ A note on terminology: "Climate refugee" is widely used but is not a formal term of international law. The 1951 Refugee Convention does not include climate change as a ground for refugee status, and UNHCR uses expressions such as "people displaced in the context of disasters and climate change". This book uses "climate refugee" for convenience, on the understanding that it does not denote a legal status.
Climate Refugee Formation Mechanism

    β”Œβ”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”
    β”‚               Climate Change                β”‚
    β”‚  GHG emissions β†’ warming β†’ changed patterns β”‚
    β””β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”¬β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”˜
                           β”‚
         β”Œβ”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”Όβ”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”
         β–Ό                 β–Ό                 β–Ό
    β”Œβ”€β”€β”€β”€β”€β”€β”€β”€β”€β”      β”Œβ”€β”€β”€β”€β”€β”€β”€β”€β”€β”      β”Œβ”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”
    β”‚Sea levelβ”‚      β”‚ Extreme β”‚      β”‚ Resource β”‚
    β”‚  rise   β”‚      β”‚ weather β”‚      β”‚ depletionβ”‚
    β””β”€β”€β”€β”€β”¬β”€β”€β”€β”€β”˜      β””β”€β”€β”€β”€β”¬β”€β”€β”€β”€β”˜      β””β”€β”€β”€β”€β”¬β”€β”€β”€β”€β”€β”˜
         β””β”€β”€β”€β”€β”€β”€β”€β”€β”¬β”€β”€β”€β”€β”€β”€β”€β”΄β”€β”€β”€β”€β”€β”€β”€β”€β”¬β”€β”€β”€β”€β”€β”€β”€β”˜
                  β–Ό                β–Ό
         β”Œβ”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”   β”Œβ”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”
         β”‚ Environmentalβ”‚   β”‚  Livelihood  β”‚
         β”‚ degradation  β”‚   β”‚   collapse   β”‚
         β””β”€β”€β”€β”€β”€β”€β”¬β”€β”€β”€β”€β”€β”€β”€β”˜   β””β”€β”€β”€β”€β”€β”€β”¬β”€β”€β”€β”€β”€β”€β”€β”˜
                β””β”€β”€β”€β”€β”€β”€β”€β”€β”¬β”€β”€β”€β”€β”€β”€β”€β”€β”€β”˜
                         β–Ό
                β”Œβ”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”
                β”‚ Forced movement β”‚
                β”‚ Climate refugee β”‚
                β””β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”€β”˜
            

1.2 Historical Context

While the concept of the "climate refugee" is relatively recent, population movement driven by environmental change runs throughout human history. What distinguishes today's climate-driven displacement is its scale, its speed and its irreversibility.

1.2.1 Key Historical Cases

Period Region Event Impact
c. 2200 BCE Mesopotamia Decline of the Akkadian Empire Aridification lasting centuries (the so-called 4.2 ka event) is discussed as one factor in the decline (still debated)
1930s US Great Plains Dust Bowl Drought and soil erosion; about 2.5 million people are widely cited as having left the Plains states
1970s-1980s Sahel Great Sahel drought Widespread famine and population movement
1998 Bangladesh Great flood About two-thirds of the country inundated; tens of millions of people affected
2005 US Gulf Coast Hurricane Katrina More than 1 million people displaced; long-term decline in New Orleans' population
2010 Pakistan Great flood About 20 million people affected; extensive infrastructure destruction
2006-2011 Syria Drought and conflict The 2006-2010 drought triggered rural out-migration and has been analysed as one factor in the 2011 civil war (see section 1.7)

1.2.2 Evolution of Terminology and International Recognition

In 1985 Essam El-Hinnawi of the United Nations Environment Programme (UNEP) proposed the term "environmental refugees", drawing attention to people forced to leave their homes temporarily or permanently because of environmental change.

πŸ“… Timeline of Recognition
  • 1985: The term "environmental refugees" proposed (UNEP, El-Hinnawi)
  • 1990: The IPCC First Assessment Report identifies human migration as potentially one of the gravest effects of climate change
  • 2010: The CancΓΊn Adaptation Framework names climate-induced migration, displacement and planned relocation as adaptation issues
  • 2015: The COP21 decision in Paris requests the establishment of a Task Force on Displacement
  • 2018: The Global Compact for Migration (GCM) and the Global Compact on Refugees (GCR) refer to climate and environmental drivers
  • 2020: The UN Human Rights Committee's decision in Teitiota v. New Zealand is published
  • 2022-2023: Decision to establish a Loss and Damage fund (COP27) and agreement on its operationalization (COP28)

1.3 Current Global Situation

Displacement caused by climate-related disasters already occurs on a large scale every year. The figures vary greatly, however, depending on what is counted (disaster displacements, internal migration, cross-border movement), so the source and scope must always be read together.

1.3.1 Key Statistics

  • 🌍 Annual weather-related disaster displacement: about 21.5 million people per year on average since 2008 (UNHCR, based on IDMC data)
  • πŸ“ˆ Outlook to 2050: up to 216 million internal climate migrants across six world regions under a pessimistic scenario (World Bank Groundswell 2021). Some studies give much larger figures (for example, the Institute for Economics and Peace's 2020 estimate of up to 1.2 billion), but projections vary greatly with their assumptions.
  • 🌑️ Main causes: although it varies from year to year, storms and floods account for most disaster displacement, with drought, wildfire and extreme temperatures making up the rest (IDMC)
  • πŸ—ΊοΈ Most affected regions: East Asia and the Pacific and South Asia account for large shares every year, followed by sub-Saharan Africa (IDMC)

1.3.2 Regional Outlook

The World Bank's Groundswell report (2021) gives the following regional scale of internal climate migration that could occur by 2050 under its pessimistic scenario (high emissions, unequal development):

Region Primary Climate Drivers Internal Climate Migrants by 2050 (up to, pessimistic scenario)
Sub-Saharan AfricaDrought, water scarcity, crop failure, sea level riseAbout 86 million
East Asia and PacificTyphoons, flooding, sea level riseAbout 49 million
South AsiaFlooding, cyclones, sea level riseAbout 40 million
North AfricaWater scarcity, heatAbout 19 million
Latin AmericaHurricanes, droughtAbout 17 million
Eastern Europe and Central AsiaDrought, heatAbout 5 million

The same report finds that immediate emission cuts combined with inclusive, resilient development could reduce this scale by as much as 80%. These figures are therefore scenarios that depend on policy choices, not a fixed future.

1.3.3 Particularly Vulnerable Countries and Regions

Country/Region Main Threat Supporting Facts
Tuvalu Sea level rise Low-lying atoll nation of about 11,000 people. According to the Tuvalu government and NASA analysis, much of the land and infrastructure of the capital, Funafuti, could lie below the everyday high-tide level by around 2050
Maldives Sea level rise About 80% of the land is less than 1 m above sea level
Kiribati Sea level rise Population about 120,000. Purchased land on Vanua Levu, Fiji, in 2014 (mainly for food security)
Bangladesh Floods, cyclones, sea level rise The World Bank's Groundswell (2018) projects up to about 13.3 million internal climate migrants by 2050
Somalia Drought Consecutive failed rainy seasons in 2021-2023 displaced more than 1 million people through drought (UN OCHA)
Philippines Typhoons, floods About 20 tropical cyclones enter the Philippine Area of Responsibility each year (PAGASA)
Mekong Delta, Viet Nam Sea level rise, subsidence, saltwater intrusion A low-lying delta and globally important rice-growing area, where salinity intrusion and subsidence threaten farming livelihoods

1.4 Legal Definition and Challenges

One of the greatest challenges facing climate refugees is their unclear status in international law. International refugee law recognizes as refugees those with a "well-founded fear of being persecuted", and climate change is not explicitly among those grounds.

1.4.1 Limits of the 1951 Refugee Convention

πŸ“œ The 1951 Refugee Convention definition

A refugee is a person who, "owing to well-founded fear of being persecuted for reasons of race, religion, nationality, membership of a particular social group or political opinion, is outside the country of his nationality".

The problem: climate change does not fall under any of these five grounds, and it is difficult to identify an agent of persecution.

This legal gap creates the following challenges:

Legal Issue Impact Current Status
Protection RightsClimate migrants lack automatic protection under refugee lawReliance on case-by-case humanitarian visas
Asylum ClaimsEnvironmental reasons not recognized for asylumSome countries creating special categories
Permanent ResidencyNo guaranteed pathway to citizenshipVaries widely by destination country
Family ReunificationLimited rights for family membersInconsistent international standards
Return RightsUnclear obligations when home regions become habitable againNo established framework

1.4.2 International Efforts

Year Initiative Content Significance
2010CancΓΊn Agreements (COP16)Names climate-induced migration, displacement and planned relocation as adaptation issuesFormal recognition within climate negotiations
2015COP21 decision, ParisRequests establishment of the Task Force on DisplacementIntegrates migration into the climate regime
2018Global Compact for Migration (GCM) and Global Compact on Refugees (GCR)Refer to climate and environmental factors as drivers of movementNon-binding policy frameworks
2020UN Human Rights Committee decisionTeitiota v. New ZealandRecognizes that non-refoulement may arise from the right to life
2022-2023Loss and Damage fundEstablishment decided at COP27; operationalization agreed at COP28Financial mechanism established

1.4.3 Landmark Case: Teitiota v. New Zealand (2020)

βš–οΈ An important legal precedent

Background: Ioane Teitiota of Kiribati applied for refugee status in New Zealand on the ground that sea level rise threatened his life. His claim was rejected, and he then brought an individual communication to the UN Human Rights Committee.

Decision: The Committee found that his removal did not violate the Covenant, but stated that the effects of climate change may trigger non-refoulement obligations once they reach the point of violating the right to life (ICCPR Article 6).

Significance: It is regarded as a case in which an international body explicitly recognized that climate change can ground non-refoulement under international human rights law. It is discussed in detail in Chapter 3.

1.5 Distinction from Other Migrant Categories

Distinguishing climate refugees from other types of migrants matters for designing appropriate protection and assistance, although in practice the categories often overlap.

Category Definition Cause of Movement Legal Status
RefugeeA person who has crossed a border fleeing persecutionPolitical or religious persecution, etc.βœ… Protected under the 1951 Refugee Convention
Internally Displaced Person (IDP)A person forcibly displaced within their own countryConflict, disasters⚠️ Limited protection under national law and guidelines
Economic migrantA person moving in search of better opportunitiesEconomic motives❌ No separate international protection
Climate refugeeA person who moved because of climate-related environmental degradationClimate change, disasters⚠️ Legal gap

1.5.1 Climate Refugees vs. Traditional Refugees

Characteristic Climate Refugees Traditional Refugees
Displacement CauseEnvironmental change, climate impactsPersecution, conflict, violence
Legal ProtectionLimited, inconsistentProtected under the 1951 Convention
Displacement PatternOften gradual, sometimes suddenUsually sudden flight
Return PossibilityMay never be possible (e.g. land submerged)Possible when conflict ends
Displacement RangeMostly internal or regionalOften cross-border
Community StructureMay relocate as intact communitiesOften individual or family flight
Advance WarningSometimes predictableOften little warning
Prevention PotentialLargely preventable through mitigation and adaptationRequires conflict resolution

1.5.2 Mixed Migration

In reality, movement rarely has a single cause. Climatic factors (drought, floods, sea level rise), economic factors (job loss, poverty), political factors (instability, governance failure) and social factors (competition for resources, conflict) interact to shape the decision to move. Such cases are called "mixed migration", and the climate factor is difficult to isolate.

1.6 Characteristics of Climate Refugees

1.6.1 Predictability and Gradualness

Impacts that unfold over decades, such as sea level rise, desertification and glacial melt, are to some degree predictable, leaving room for advance planning and response. Sudden disasters such as typhoons and floods, by contrast, require rapid response systems.

1.6.2 Irreversible Change

Refugees who fled political persecution may return when circumstances change, but a climate refugee's place of origin may become permanently uninhabitable. For low-lying island states, national territory itself is at stake.

1.6.3 Movement Mostly Within Borders

Most climate-related movement is internal and does not cross borders; this is why the World Bank's Groundswell report focuses its projections on internal migration. Internally displaced people fall outside international refugee law and depend heavily on the protection and assistance of their own governments.

1.6.4 Layered Vulnerability

Climate refugees often come from groups that are already vulnerable, such as the poor, ethnic minorities, women and children. Climate change deepens pre-existing socioeconomic vulnerability.

1.7 The Climate-Conflict-Displacement Nexus

Climate change does not only displace people directly; it also acts as a "threat multiplier" that aggravates existing tensions and can lead to displacement through conflict.

Climate-Conflict-Displacement Cycle

Climate stress
    ↓
Resource scarcity (water, food, land)
    ↓
Economic hardship β†’ Social tension β†’ Weakened governance
    ↓
Competition for resources β†’ Conflict/violence
    ↓
Mass displacement
    ↓
Pressure on destination areas β†’ Further resource stress
    ↓
[Cycle repeats]
            

1.7.1 Case Study: Syria

Many factors contributed to the Syrian civil war, but some analyses find that climate played a part:

The case shows how a climate factor, interacting with political, economic and social factors, can escalate into a humanitarian crisis far larger than the initial environmental trigger. Scholars disagree, however, on whether climate was a principal cause of the war.

1.8 Vulnerable Populations

High-Risk Populations
  • Small Island Developing States (SIDS): at risk of losing territory itself to sea level rise
  • Coastal communities: vulnerable to flooding, erosion and storm surge
  • Agricultural workers: dependent on climate-sensitive livelihoods
  • Arctic Indigenous Peoples: losing traditional lands to sea-ice loss and permafrost thaw
  • Urban poor in flood zones: living in informal settlements in high-risk areas
  • Pastoralist communities: dependent on grazing lands affected by drought
  • Delta populations: living in river deltas vulnerable to flooding and salinity

Vulnerability grows when several risk factors overlap. A low-income woman living in a coastal area of a developing country, for example, faces geographic vulnerability (coastal location), economic vulnerability (lack of resources to adapt or relocate), gender-based vulnerability, the limits of national capacity, and constraints on mobility and decision-making power, all at once.

1.9 Ethical Considerations

1.9.1 Climate Justice

Core principle: the countries and communities that contributed least to climate change are suffering the most.

  • High-income countries such as the United States and those of Europe account for the largest shares of cumulative COβ‚‚ emissions since industrialization (various analyses based on Global Carbon Project data)
  • Disaster displacement, by contrast, is concentrated in low- and middle-income countries in South Asia, East Asia and the Pacific, and sub-Saharan Africa (IDMC)
  • Least developed countries and small island developing states have contributed only a very small share of global emissions while facing some of the highest displacement risks

This raises questions of responsibility under the "polluter pays" principle and "common but differentiated responsibilities".

1.9.2 Intergenerational Justice

The choices of the present generation leave consequences that are hard to reverse for future generations. The World Bank's projection that up to 216 million people could migrate internally because of climate by 2050 under a pessimistic scenario also shows that action now can greatly reduce that number.

1.9.3 National Sovereignty and Humanitarianism

Receiving climate refugees creates tension between national sovereignty and humanitarian obligation. States must find ways to protect their own interests while meeting their humanitarian responsibilities.

1.10 Conclusion

Climate refugees are one of the most urgent humanitarian challenges of the 21st century. Tens of millions of people already leave their homes each year because of weather-related disasters, yet the system of international legal protection remains incomplete and climate refugees remain in a legal gap.

Addressing this requires:

The next chapter examines how climate change produces patterns of migration and which regions are most vulnerable.

Chapter Summary: Climate refugees are individuals and communities displaced by environmental changes linked to climate change. They have no formal status under international refugee law, yet they are already a humanitarian crisis affecting tens of millions of people every year. Understanding the definition, scale, causes and ethical dimensions is the starting point for effective response and climate justice.